Golden Rich Securities Limited

2021.12.03

Regarding the Collection of Financial Reporting Council Transaction Levy

The payment of levies payable by sellers and purchasers of securities to the Financial Reporting Council (‘FRC Transactrion Levy”) will commence 1 January 2022 (including initial public offer share (“IPO shares”) and preferential offer IPO shares). FRC Transaction Levy is calculated at 0.00015% per side of the consideration of a transaction (rounded to the nearest cent).

Details of FRC Transaction Levy can be found in “Funding and Levies” section of the Financial Reporting Council website.

https://www.frc.org.hk/en-us/about-the-frc/funding

Yours faithfully,

Golden Rich Securities Limited

2021.07.13

With effect from 1 August 2021, Stamp Duty of Hong Kong Stamp will be adjusted from 0.1％ to 0.13％.

Yours sincerely,

Golden Rich Securities Limited

2020.06.30

IPO

Sino-Entertainment Technology Holdings Limited (Stock Code: 6933)

Sino-Entertainment Technology Holdings Limited (Stock Code: 6933), which will be listed on Main Board of the Stock Exchange of Hong Kong Limited, is undergoing book building now.

If you are interested to subscribe the new shares, please contact your Account Executive or our Customer Service Executive Ms. Chiu at (852) 2377-6805 for enquiries. (Attachment)

Yours sincerely,

Golden Rich Securities Limited

2020.06.30

IPO

Shandong Fengxiang Co., Ltd. (Stock Code: 9977)

Offer Shares	355,000,000
Public Offer Shares	35,500,000
Maximum Offer Price	HKD5.10
Nominal Value	CNY1.00
Offer Period	30/06/2020 09:00 - 07/07/2020 12:00
Listing Date	16/07/2020

Shandong Fengxiang Co., Ltd. Stock Code: 9977), which will be listed on Main Board of the Stock Exchange of Hong Kong Limited, is undergoing book building now.
If you are interested to subscribe the new shares, please contact your Account Executive or our Customer Service Executive Ms. Chiu at (852) 2377-6805 for enquiries. (Attachment - Number_of_Hong_Kong_Offer_Shares_that_may_be_Applied_for_and_Payments.pdf)

Yours sincerely,

Golden Rich Securities Limited

2020.06.29

Reg S Hong Kong IPO Launch

Shandong Fengxiang Co., Ltd.

山东凤祥股份有限公司

Shandong Fengxiang Co., Ltd. is a leading white-feathered broiler products supplier who operates its business with vertically integrated model for its chicken meat products.

IPO Listing on HKEX Main Board: 9977
CGI’s Role : Joint Global Coordinator, Joint Bookrunner & Joint Lead Manager
Initial Offering Size: 355,000,000 H Shares
(Representing 25.4% of the enlarged share capital) (100% primary)
Initial Tranche Split (subject to clawback and reallocation):
International Placing: 90%   Hong Kong Public Offering: 10%
Over-allotment Option: Up to 53,250,000 additional H shares
(Representing 15% of number of the Initial Offering Size) (100% primary)
Price Range: HK$3.33 – HK$5.10 per H Share
Offering Size: Approximately HK$1.18bn – HK$1.81bn (pre-shoe)
Approximately HK$1.36bn – HK$2.08bn (post-shoe)
Clawback Structure : Standard HKIPO clawback applies
Selling Restriction: Reg S Only
Fees and Charges: 1.0% brokerage fee + 0.0027% SFC Levy + 0.005% SEHK Trading Fee payable by all investors
Lock-up Period
6 months for the Company
6+6 months for the Controlling Shareholders
Use of Proceeds:
Approximately 45.0% for the expansion of the breeding and production capacities of white-feathered broilers
-          Approximately 42.5% for repaying the existing borrowings
-          Approximately 10.0% for the brand development and penetration of the existing B2C processed chicken meat products sales channels
-          Approximately 2.5% for strengthening the research and development capabilities
Expected Timetable
Bookbuilding : 29 Jun 2020 (Mon) - 7 Jul 2020 (Tue)
HKPO : 30 Jun 2020 (Tue) - 7 Jul 2020 (Tue) 12:00 noon
Pricing : On or about 7 Jul 2020 (Tue)
Listing and Settlement : 16 Jul 2020 (Thu)

2019.12.31

Huijing Holdings Company Limited (Stock Code: 9968)

IPO

Huijing Holdings Company Limited (Stock Code: 756), which will be listed on Main Board of the Stock Exchange of Hong Kong Limited, is undergoing book building now. Golden Rich Securities Limited (GRS) is appointed as the Joint Lead Manager.

If you are interested to subscribe the new shares, please contact your Account Executive or our Customer Service Executive Ms. Chiu at (852) 2377-6805 for enquiries. (Attachment A)

Yours sincerely,

Golden Rich Securities Limited

2019.03.19

Golden Rich Securities Limited
has been appointed as one of the underwriter for the following IPO
金裕富證券有限公司已獲委任為以下首次公開發售的承銷商之一。

All information subject to IPO prospectus所有資料以招股書為準

Stock Name: 股份名稱:	Sun Car Insurance Agency Co., Ltd. 盛世大聯保險代理股份有限公司
Business: 業務:	A leading professional automobile insurance agency and B2B integrated automobile after-sales service provider in China. Capitalizing on their leading market position in the professional automobile insurance agency and the B2B integrated automobile after-sales service markets, it aspire to become the leading one-stop service platform for car owners in China. 中國領先的專業汽車保險代理和B2B綜合汽車售後服務供應商。憑藉其在專業汽車保險代理商和B2B綜合汽車售後服務市場的領先市場地位，它立志成為中國車主的領先一站式服務平台。
Stock Code股份代號:	1879
Price Range: 價格範圍:	HK$23.00 – HK$30.80 per H Share 每一H股: HK$23.00 – HK$30.80
Initial Offering Size: 首次提供數量:	Global Offering – 42,626,600 H shares (100% primary) / International Offering – 38,363,800 H shares; Hong Kong Public Offering – 4,262,800 H shares (Subject o adjustment and Over allotment Option) 全球發售 – 42,626,600股 H股 (主要100%), 國際發售 – 38,363,800股 H股, 香港公開招股 – 4,262,800股 H股 (受制於可以調整和超額分配)
Expected Timetable: 項目時間表:	IPO Subscription: Tue, 19 Mar 2019 – Fri, 22 Mar 2019, 12:00 noon Pricing and Allocation: On or about Fri 22 Mar 2019 Settlement and Commence Listing at HKEX: Fri, 29 Mar 2019 香港公開發售: 3月19日(星期二) 至3月22日(星期五)中午十二時正定價及股票分配: 3月22日(星期五) 股票交收及上市掛牌: 3月29日(星期五)

2019-02-25

Golden Rich Securities Limited
has been appointed as one of the underwriter for the following IPO
金裕富証券有限公司已獲委任為以下首次公開發售的承銷商之一。

All information subject to IPO prospectus所有資料以招股書為準

Stock Name: 股份名稱:	Zhejiang New Century Hotel Management Co., Ltd. 浙江開元酒店管理股份有限公司
Business: 業務:	It is one of the leading hotel groups in PRC. It mainly engaged in the operation and management of medium and high-end hotel chains in PRC. 中國領先酒店集團之一, 主要在中國從事中高檔連鎖酒店的經營及管理.
Stock Code股份代號:	1158
Price Range: 價格範圍:	HK$13.37 – HK$20.05 per H Share 每一H股: HK$13.37 – HK$20.05
Initial Offering Size: 首次提供數量:	70,000,000 H Shares H股: 70,000,000股
Expected Timetable: 項目時間表:	IPO Subscription: Tue, 26 Feb 2019 – Fri, 1 Mar 2019 noon Pricing and Allocation: Fri, 1 Mar 2019 Settlement: Fri, 8 Mar 2019 Commence Listing at HKEX: Mon, 11 Mar 2019 香港公開發售: 2月26日(星期二) 至3月1日(星期五)中午定價及股票分配: 3月1日(星期五) 股票交收: 3月8日(星期五) 上市掛牌: 3月11日(星期一)

Warrants under Specific Mandate

(The subscription rights attaching to the Warrants may be exercised at any time during the period of 12 months commencing from the issue date of the Warrants.)

Golden Rich Securities Limited (GRS) is appointed by Summi (Group) Holdings Limited (Stock Code: 756) as the sole placement agent for 269,572,145 Warrants at the Warrant Placing Price of HK$0.03

per Warrant. The holders of the Warrants will be entitled to subscribe for up to 269,572,145 Warrant Shares at the Warrant Exercise Price of HK$0.157 per Warrant Share. Attached please find PLACING OF NON-LISTED WARRANTS UNDER SPECIFIC MANDATE.

If you are interested to subscribe the new Convertible Bonds, please contact your Account Executive or our Customer Service Executive Ms. Chiu at (852) 2377-6805 for enquiries. (Attachment A)

Yours sincerely,

Golden Rich Securities Limited

2018-11-08

LONGITECH SMART ENERGY HOLDING LIMITED (Stock Code: 1281)

Placing of HK$161,000,000 Convertible Notes Under General Mandate

7% Convertible Notes due 2019

Golden Rich Securities Limited (GRS) is appointed by Logitech Smart Energy Holding Limited (Stock code: 1281) as the sole placement agent for HK$161,000,000 Convertible Notes at HK$2 per Conversion Share. Attached please find Placing of Convertible Notes Under General Mandate.

If you are interested to subscribe the new Convertible Notes, please contact your Account Executive or our Customer Service Executive Ms. Chiu at (852) 2377-6805 for enquiries. (Attachment A)

Yours sincerely,

Golden Rich Securities Limited

2018-08-21

ENERGY INTERNATIONAL INVESTMENTS HOLDINGS LIMITED (Stock Code: 353)

Placing of HK$500,000,000 Convertible Bonds Under Specific Mandate

Golden Rich Securities Limited (GRS) is appointed by Energy International Investment Holdings Limited (Stock code: 353) as the sole placement agent for HK$500,000,000 Convertible Bonds at HK$0.255 per Conversion Share. Attached please find Placing of Convertible Bonds Under Specific Mandate.

If you are interested to subscribe the new Convertible Bonds, please contact your Account Executive or our Customer Service Executive Ms. Chiu at (852) 2377-6805 for enquiries. (Attachment A) (Attachment B)(Attachment C)

Yours sincerely,

Golden Rich Securities Limited

2018-08-13

PLACING NEW SHARES

Golden Rich Securities Limited (GRS) is appointed by LongiTech Smart Energy Holding Limited (Stock Code: 1281) as the sole placement agent for 128,000,000 Placing Shares at HK$1.37 per Placing Share.

If you are interested to subscribe the New Shares, please contact your Account Executive or our Customer Service Executive Ms. Chiu at (852) 2377-6805 for enquiries. (Attachment A) (Attachment B)

Yours sincerely,

Golden Rich Securities Limited

2018-07-25

LT COMMERCIAL REAL ESTATE LIMITED (STOCK CODE: 112.HK)

LAPSE OF PLACING UP TO 67,753,197 NEW SHARES

Placing of LT Commercial Real Estate Limited (Stock code: 112) will not proceed as the Conditions were not fulfilled by 24 July, 2018. Placing shall cease and all our Placing obligations shall cease and determine forthwith.

Please refer to the attached announcement from LT Commercial Real Estate Limited dated 24 July, 2018. (Attachment)

About LT Commercial Real Estate Limited (Stock code: 112) Placing of New Shares

Golden Rich Securities Limited (GRS) is appointed by LT Commercial Real Estate Limited (Stock code: 112) as one of the placement agents for 67,753,197 Placing Shares at HK$4.00 per Placing Share.

If you are interested to subscribe the New Shares, please contact your Account Executive or our Customer Service Executive Ms. Chiu at (852) 2377-6805for enquiries.

Yours sincerely,

Golden Rich Securities Limited

UNITED COMPANY RUSAL PLC (STOCK CODE: 00486.HK) (“RUSASL”)

With reference to the HKEX Circular dated 09-Apr-2018 (Ref CT/037/18), United Company RUSAL PLC (Stock Code: 486)

has disclosed in its inside information announcement that it was designated by the U.S. Department of Treasury’s Office

of Foreign Assets Control (“OFAC”) on 6-Apr-2018 as an entity to be added to its Specially Designated Nationals List (the “OFAC Sanctions”).

HKEx circular dated 26-Apr-2018 (Ref: CT/044/18) stipulate that effective 00:01, 7-May-2018 US Eastern Time (i.e. 12:01, 7-May-2018 HK Time) all HKEx licensed corporation (including our company) must not allow or facilitate any dealing in RUSAL shares by any U.S. person in violation of the OFAC Sanctions. Our Company will implement appropriate due diligence to ensure that no direct or indirect transactions with RUSAL (00486.HK) stocks trading activities.

Reference: HKEX Circular
https://www.hkex.com.hk/-/media/HKEX-Market/Services/Circulars-and-Notices/Participant-and-Members-Circulars/SEHK/2018/CT04418E.pdf

About China Ruifeng Renewable Energy Holdings Limited (Stock Code: 527) Placing of Convertible Notes

Golden Rich Securities Limited (GRS) is appointed by China Ruifeng Renewable Energy Holdings Limited (Stock code: 527) as the sole placement agent for HK$174,115,000 Convertible Notes at HK$0.485 per Conversion Share. Attached please find Placing of Convertible Notes Under Our e-mail General Mandate for your information.

If you are interested to subscribe the new Convertible Notes, please contact your Account Executive or our Customer Service Executive Ms. Chiu at (852) 2377-6805 for enquiries.

Yours sincerely

Risk of Trading Growth Enterprise Market (GEM) stocks

Growth Enterprise Market (GEM) stocks involve a high investment risk. In particular, companies may list on GEM with neither a track record of profitability nor any obligation to forecast future profitability. GEM stocks may be very volatile and illiquid.

You should make the decision to invest only after due and careful consideration. The greater risk profile and other characteristics of GEM mean that it is a market more suited to professional and other sophisticated investors.

Current information on GEM stocks may only be found on the internet website operated by The Stock Exchange of Hong Kong Limited. GEM Companies are usually not required to issue paid announcements in gazette newspapers.

You should seek independent professional advice if you are uncertain of or have not understood any aspect of this risk disclosure statement or the nature and risks involved in trading of GEM stocks.

Online Trading Platform – Two-Factor Authentication (2FA)

28 March 2018

Dear Valued Client,

Online Trading Platform – Two-Factor Authentication (2FA)

In comply with Article 399 of the Securities and Futures Ordinance to reduce and mitigate hacking risks associated with Internet transactions, Golden Rich Securities will increase the cybersecurity security specifications. All online and mobile trading platforms must use two-factor authentication (2FA) login system effective 9^th April, 2018. The mobile Apps name will be changed to 2GOTrade which is applicable to mobile transaction.

Please download the 2GOTrade Apps from Apple "IOS" or Android "Play Store". Then Type the Name “GR”, Choose “Golden Rich Securities Limited”. In the ‘Choose the Broker”.

Apple “IOS”:: https://itunes.apple.com/us/app/金裕富證券有限公司/id1425694638?l=zh&ls=1&mt=8

Android:: https://play.google.com/store/apps/details?id=com.gotrade.gr7060&hl=en_US

or click to download the Android version for installation directly.

Your current (old) mobile Apps will cease login on April 30, 2018.

Best Regards,

Golden Rich Securities Limited